This appendix outlines the UN Guiding Principles on Business and Human Rights: implementing the United Nations ‘protect, respect and remedy’ framework effectiveness criteria.

The UNGPs are the international standard on human rights associated with business activities and are divided into three pillars – protect, respect and remedy. Principle 31 in the remedy pillar includes a set of effectiveness criteria which are the benchmark for non-judicial grievance mechanisms. The criteria, along with aspects that should be considered for each criteria is outlined in the following table.

CriteriaDescriptionConsiderations
Legitimate​Enabling trust from the stakeholder groups for whose use they are intended, and being accountable for the fair conduct of grievance processes.
  • Establishing and maintaining stakeholder trust​
  • Independence and objectivity​
  • Communications​
  • Resources and expertise​
AccessibleBeing known to all stakeholder groups for whose use they are intended, and providing adequate assistance for those who may face particular barriers to access.
  • Proactive awareness-raising​
  • User-friendly design​
  • Minimising financial barriers​
  • Complementarity to other remediation processes​
  • Keeping people safe​
Predictable​Providing a clear and known procedure with an indicative time frame for each stage, and clarity on the types of process and outcome available and means of monitoring implementation.
  • External communications​
  • Managing expectations​
  • Case management​
EquitableSeeking to ensure that aggrieved parties have reasonable access to sources of information, advice and expertise necessary to engage in a grievance process on fair, informed and respectful terms.​
  • Imbalances in power and resources​
  • Autonomy​
  • Considerations of natural justice​
  • Use of technologies​
TransparentKeeping parties to a grievance informed about its progress, and providing sufficient information about the mechanism’s performance to build confidence in its effectiveness and meet any public interest at stake.​
  • Communication with parties​
  • Communication with the public at large​
  • Keeping people safe​
Rights-compatible​Ensuring that outcomes and remedies accord with internationally recognised human rights.​
  • Remedy standards​
  • Ensuring that remedies make a positive contribution to human rights​
  • Keeping people safe​
A source of continuous learning​Drawing on relevant measures to identify lessons for improving the mechanism and preventing future grievances and harms.​
  • Improving the mechanism​
  • Future prevention strategies​
Based on engagement and dialogue​Consulting the stakeholder groups for whose use they are intended on their design and performance, and focusing on dialogue as the means to address and resolve grievances.​
  • Engagement on mechanism design and performance​
  • Focusing on dialogue to resolve grievance​

Adapted from: United Nations OHCHR 2021 ​

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